0001193125-17-173663.txt : 20170517 0001193125-17-173663.hdr.sgml : 20170517 20170517165656 ACCESSION NUMBER: 0001193125-17-173663 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88453 FILM NUMBER: 17852264 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GIC Private Ltd CENTRAL INDEX KEY: 0000936828 IRS NUMBER: 000000000 STATE OF INCORPORATION: U0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 168 ROBINSON ROAD STREET 2: #37-01 CAPITAL TOWER CITY: SINGAPORE STATE: U0 ZIP: 068912 BUSINESS PHONE: 065-6889-8888 MAIL ADDRESS: STREET 1: 168 ROBINSON ROAD STREET 2: #37-01 CAPITAL TOWER CITY: SINGAPORE STATE: U0 ZIP: 068912 FORMER COMPANY: FORMER CONFORMED NAME: GOVERNMENT OF SINGAPORE INVESTMENT CORP PTE LTD DATE OF NAME CHANGE: 20130110 FORMER COMPANY: FORMER CONFORMED NAME: GOVERNMENT OF SINGAPORE INVESTMENT CORP PTE LTD ET AL DATE OF NAME CHANGE: 19950614 SC 13G/A 1 d395623dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G/A

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED

PURSUANT TO 13d-2

(Amendment No. 3 )*

 

 

UBS Group AG

(Name of Issuer)

Ordinary shares, par value CHF 0.10 per share

(Title of Class of Securities)

H42097107

(CUSIP Number)

May 16, 2017

(Date of Event Which Requires Filing this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. H42097107    13G    Page 2 of 6 Pages

 

  1.   

NAMES OF REPORTING PERSONS

 

GIC Private Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Singapore

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5.    

SOLE VOTING POWER

 

103,753,908

   6.   

SHARED VOTING POWER

 

1,308,993

   7.   

SOLE DISPOSITIVE POWER

 

103,753,908

   8.   

SHARED DISPOSITIVE POWER

 

1,308,993

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

105,062,901

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

2.83%*

12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

CO

 

* Based on 3,714,138,778 ordinary shares, par value CHF 0.10 per share, reported as the shares outstanding of UBS Group AG (excluding treasury shares) as of March 31, 2017 on Form 6-K filed with the Securities and Exchange Commission on April 28, 2017.

CUSIP No. H42097107    13G    Page 3 of 6 Pages

 

Item 1(a). Name of Issuer:

UBS Group AG

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

Bahnhofstrasse 45

CH-8001 Zurich, Switzerland

 

Item 2(a). Name of Person Filing:

GIC Private Limited

 

Item 2(b). Address of Principal Business Office or, if none, Residence:

168, Robinson Road

# 37-01, Capital Tower

Singapore 068912

 

Item 2(c). Citizenship:

Singapore

 

Item 2(d). Title of Class of Securities:

Ordinary shares, par value CHF 0.10 per share

 

Item 2(e). CUSIP Number:

H42097107

 

Item 3. If this statement is filed pursuant to §§ 240.13d–1(b) or 240.13d–2(b) or (c), check whether the person filing is a:

Not applicable.

CUSIP No. H42097107    13G    Page 4 of 6 Pages

 

Item 4. Ownership.

The aggregate number of securities and percentage of the class of securities of the Issuer beneficially owned by each Reporting Person named in Item 2(a), as well as the number of securities as to which such person is deemed to have sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, shared power to dispose or direct the disposition, is set forth in the following table:

 

            Power to Vote      Power to Dispose  

Person

    No. of Securities
Beneficially Owned		      Sole1      Shared1      Sole1      Shared1  

GIC Private Limited 2

      105,062,901        103,753,908        1,308,993        103,753,908        1,308,993  

 

1 GIC Private Limited (“GIC”) is a fund manager and only has 2 clients – the Government of Singapore (“GoS”) and the Monetary Authority of Singapore (“MAS”). Under the investment management agreement with GoS, GIC has been given the sole discretion to exercise the voting rights attached to, and the disposition of, any shares managed on behalf of GoS. As such, GIC has the sole power to vote and power to dispose of the 103,753,908 securities beneficially owned by it. GIC shares power to vote and dispose of 1,308,993 securities beneficially owned by it with MAS.
2 GIC disclaims membership in a group.

 

Item 5. Ownership of Five Percent or Less of a Class.

[X]

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not Applicable.

CUSIP No. H42097107    13G    Page 5 of 6 Pages

 

Item 9. Notice of Dissolution of Group.

Not Applicable.

 

Item 10. Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

CUSIP No. H42097107    13G    Page 6 of 6 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: May 17, 2017

 

GIC Private Limited
By:   /s/ Jimmy Teo Poh Leong       /s/ Celine Loh Sze Ling
  Jimmy Teo Poh Leong       /       Celine Loh Sze Ling
  Senior Vice President     Senior Vice President